Expand Your Options and Grow Your Business

Open the doors to more investment options for clients and prospects looking for new opportunities. Mainstar Trust can help you provide your clients with the alternative investment options to diversify and expand their investments on a tax-advantaged basis.

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Compliance knowledge
Prohibited transactions, transfers, rollovers, UBTI

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Account flexibility
Custody for retirement, small business and taxable accounts

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Alternative investment experts
Documents geared to investor needs

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Rely on the Compliance Experts

The rules for moving tax-qualified money are complex. Our staff understands how to buy, sell and hold alternative investments in the retirement savings market. We can handle transfers and rollovers for you and provide compliance assistance on Required Minimum Distributions (RMDs), tax reporting, prohibited transactions, and UBTI.

We Make It Easy

We know how to make partnering easy and seamless so you can continue to provide outstanding service to your clients. With Mainstar Trust, you’ll have:
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Simple, online account establishment

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A single custodian to hold assets designed to meet multiple investment objectives

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A consolidated view of each client’s holdings, transactions, and statements on our client access portal

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Multiple fee payment options, including check, credit card or account deductions

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Competitive annual account and asset fees with no market value charges

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Data integration with key providers such as Orion, eMoney, DST FAN Mail, DTCC and others


Getting Started

  • Review the sponsored products you support with Mainstar Trust to ensure the assets are available on the Mainstar Trust platform. Preapproval of sponsored products ensures that your client has the best possible experience and minimizes delay.
  • Assist your client with establishing a Mainstar Trust retirement or taxable account by reviewing and completing the appropriate account kit for your client. Within each kit, you will find the Mainstar account application, transfer/rollover and purchase authorization form needed to transfer the asset in cash or in-kind.
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Working with Financial Advisors

Click here to select the account option and kit of choice
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Partner with Mainstar

Contact our Business Development team to discuss transfers of your account base to Mainstar.
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